U.S. Court of Appeals for the Third Circuit
Obasi Investment Ltd v. Tibet Pharmaceuticals Inc
This writing
- Type
- Opinion of the Court
- Filed
- July 23, 2019
- Case
- Obasi Investment Ltd v. Tibet Pharmaceuticals Inc
- Case status
- Decided
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Opening text
The first passage of the document, as extracted by the source provider.
HARDIMAN, Circuit Judge. This case comes to the Court as a certified interlocutory appeal. The sole question presented is whether, under Section 11 of the Securities Act of 1933, 15 U.S.C. § 77k, a nonvoting board observer affiliated with an issuer's placement agent is a "person who, with his consent, is named in the registration statement as being or about to become a director[ ] [or] person performing similar functions…
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